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Omkara Smallcase
Registered Investment Advisor (RIA)

Omkara Investment Advisors (a division of Omkara Capital Private Limited) provides Investment Advisory services under the brand Omkara Smallcase. Omkara Smallcase portfolios can be long term & thematic.

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Annual Compliance Audit Status

Sr. No. Financial Year Compliance Audit Status Remarks, If Any
1 2021-2022 Not Applicable -
2 2022-2023 Completed Within Regulatory Timelines -
3 2023-2024 Completed Within Regulatory Timelines -

Investor Grievance Matrix

Details of Designation Contact Person Name Address where the physical address location Contact No. Email-ID Working hours when complainant can call
Customer Care - - - - -
Head of Customer Care - - - - -
Compliance Officer Vineet Sood Unit no. 207 A/B, Peninsula centre, Dr. S. S. Rao Road, Behind Piramal Chambers, Parel (E), Mumbai, Maharashtra, India, 400012 - vineet@omkaracapital.in Mon to Fri 09.00 am to 05.30 pm
CEO - - - - -
Principal Officer Vineet Sood Unit no. 207 A/B, Peninsula centre, Dr. S. S. Rao Road, Behind Piramal Chambers, Parel (E), Mumbai, Maharashtra, India, 400012 - vineet@omkaracapital.in Mon to Fri 09.00 am to 05.30 pm

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Data for the month ending December, 2024

Sr. No. Received from Pending at the end of last month Received Resolved* Pending > 3 months Average Resolution time^ (In days) Total Pending
1 Directly from Investors 0 0 0 0 0 0 0
2 SEBI Scores 0 0 0 0 0 0 0
3 Other Sources 0 0 0 0 0 0 0
3 Grand Total 0 0 0 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

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